Roth Capital Partners acted as Joint Book-Running Manager
for NV5 Global, Inc. (Nasdaq: NVEE)
in its $172.5 Million Follow-On


For more information please contact:
Investment Banking
Byron Roth
Chairman & CEO
(949) 720-5721
Gerald Mars
Managing Director
(949) 720-7196
Jacob Frank
(949) 720-7135

Equity Capital Markets
Aaron Gurewitz
Head of Equity
Capital Markets
(949) 720-5703
Nazan Akdeniz
Senior Vice President
(949) 720-5740
Lou Ellis
Senior Vice President
(949) 720-5739

Transaction Information
NV5 Global, Inc. (Nasdaq: NVEE), a provider of compliance, technology, and engineering consulting solutions, has closed an underwritten public offering of 1,854,838 shares of common stock, which includes an additional 241,935 shares pursuant to the full exercise of the over-allotment option granted to the underwriters. The shares were sold at a public offering price of $93.00 per share, resulting in gross proceeds to NV5 of approximately $172.5 million.

NV5 intends to use the proceeds of the offering for general corporate purposes, which may include possible acquisitions, the expansion of its business, providing working capital, and reducing debt.

Roth Capital Partners acted as joint book-running manager for the offering. Since 2013, ROTH has raised over $380 Million for NV5, including the IPO which ROTH was the Sole Manager.

About NV5
NV5 Global, Inc. (NASDAQ: NVEE) is a provider of compliance, technology, and engineering consulting solutions for public and private sector clients supporting infrastructure, utility, and building assets and systems. The Company primarily focuses on six business verticals: testing, inspection & consulting, infrastructure support services, utility services, buildings & program management, environmental health sciences, and geospatial technology services. NV5 operates out of more than 100 offices nationwide and abroad. For more information, please visit (Source: Company Press Release | 03.15.21)

About Roth Capital Partners
Roth Capital Partners, LLC (ROTH), is a relationship-driven investment bank focused on serving emerging growth companies and their investors. As a full-service investment bank, Roth provides capital raising, M&A advisory, analytical research, trading, market-making services and corporate access.  Headquartered in Newport Beach, CA, Roth is privately-held and employee owned, and maintains offices throughout the U.S. For more information on Roth please visit

Date of Announcement: 04.23.21

The material, information and  facts discussed in this announcement other than the information regarding Roth Capital Partners, LLC ("ROTH") and its affiliates, are from sources believed to be reliable, but are in no way guaranteed to be complete or accurate. This announcement should not be used as a complete analysis of any companies, securities or topics discussed herein. Additional information is available upon request. This is not, however, an offer or solicitation of the securities discussed. Any opinions or estimates in this announcement are subject to change without notice. An investment in any security based on this announcement may involve risks and uncertainties that could cause actual results to differ materially from the forward-looking statements. Additionally, such investments may involve a high degree of risk and may not be suitable for all investors. No part of this announcement may be reproduced in any form without the express written permission of Roth. Copyright 2021.